previous assessment, which was 96.60 points.Ms. Ruenvadee Suwanmongkol, Secretary-General, the Securities and Exchange Commission (SEC), said: “With the increasing importance of sustainability and digital
personnel with knowledge, expertise and credibility among general investors, their misconduct in this case is a serious offense, affecting the reliability of the capital market in a significant manner
importance and proper implementation of the KYC/CDD assessment as it is one of the core functions of every securities company's business operations.? SEC Deputy Secretary-General Tipsuda Thavaramara said
years, starting from July 1, 2016.SEC Deputy Secretary-General Tipsuda Thavaramara said: ?Investors should be careful not to allow any investment consultant to use their trading or banking accounts for
provincial governors. We hope that this project will be successful and benefit the whole country.? SEC Secretary-General Dr. Vorapol Socatiyanurak stated, ?Pride of the Province is initiated with a view to
Bangkok, July 3, 2012 ? SEC Secretary-General Vorapol Socatiyanurak revealed after a Q2/2012 meeting with the Association of Thai Securities Companies (ASCO) that the SEC and ASCO agreed on quality
Bangkok, July 20, 2011 ? SEC Secretary-General Thirachai Phuvanatnaranubala after the Capital Market Supervisory Board?s Meeting revealed that the CMSB resolved to revise rules on report of
record for future references. Pravej Ongartsittigul, SEC Senior Assistant Secretary-General said, "Investor contact must tape trading orders received and conversation made with clients as evidence, which
securities companies and commercial bank branches.Vorapol Socatiyanurak, SEC Secretary-General said ?Investment discipline can be achieved by making either a little or large amount of investment continuously
aware of any irregularities in its course of business,? said SEC Secretary-General Thirachai Phuvanatnaranubala. # # #