percent thresholds of the total voting rights of the businesses, as the case may be, without complying with the required rules, conditions, and procedures. Specifically, Sunrise submitted the report of the
liable for MQDC’s failure to comply with the rules, conditions and procedures as specified in the notification of the Capital Market Supervisory Board which is MQDC used the proceeds obtained from the
the rules, conditions and procedures as specified in the notification of the Securities and Exchange Commission. In this regard, ERX failed to check the allocated foreign exchange limit prior to
1, 2022 to April 21, 2025, Merkle failed to comply with the rules, conditions and procedures as specified in the notification of the Securities and Exchange Commission. In this regard, Merkle’s 11
with the rules, conditions and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to report the discontinuation of the highest level responsible person in the
with the rules, conditions and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to report the appointment of the highest level responsible person in the
with the rules, conditions and procedures as specified in the Notification of the Office of the Securities and Exchange Commission by failing to conduct an assessment of information technology systems
Wealth Asset Management Company Limited— as a company licensed securities brokerage, failed to comply with the rules, conditions and procedures as specified in the notification. In this regard, there were
procedures as specified in the notification. In this regard, Bitazza failed to provide appropriate internal systems and processes for preparing, approving, and supervising advertisements. In particular
) ................................................................................................................................................................. As the user of Company Account with the power and duty related to electronic submission of information to the SEC Office in accordance with the SEC Office’s Standard Procedures for Electronic