Technology by publishing in the Government Gazette; and (3) be in accordance with Section 100 of the Public Limited Company Act, B.E. 2535 (1992) (including the amendments thereof) which has been amended by
Capital Market Supervisory Board No. TorLorThor. 8/2557 Re: Rules on Personnel in the Capital Market Business ____________________________ By virtue of Section 16/6 and Section 113 of the Securities and
Section 14 of the Securities and Exchange Act B.E. 2535 (1992) as amended by the Securities and Exchange Act (No. 4) B.E. 2551 (2008) and Section 35 and Section 41(3) of the Securities and Exchange Act B.E
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virtue of Section 14 and Section 222 in conjunction with Section 206 and Section 207 of the Securities and Exchange Act B.E. 2535 (1992) , the Securities and Exchange Commission hereby issues the following
virtue of Section 14 and Section 222 in conjunction with Section 206 and Section 207 of the Securities and Exchange Act B.E. 2535 (1992), the Securities and Exchange Commission hereby issues the following
. Notification of the Capital Market Supervisory Board Tor Jor. 12/2559 Re: Application and Approval for Offer for Sale of Structured Notes ____________________ By virtue of Section 16/6 of the Securities and
additional professional education or training); (D) a civil money penalty for each such violation, in an amount equal to— (i) not more than $100,000 for a natural person or $2,000,000 for any other person; and
of the skills and knowledge in relation to the performance of duty as investor contact using three criteria being 1. Participation in activities accepted by the Office, 2. Further education and 3