penalties under Section 296 and Section 296/2 of the Securities and Exchange Act B.E. 2535 (1992).The Civil Sanction Committee (CSC) has therefore resolved to impose a civil sanction* on the offender

with Section 244/5 or Section 244/3(1)(2) in conjunction with Section 244/6, subject to the penalties under Section 296, Section 296/1 and Section 296/2 of the Securities and Exchange Act B.E. 2535 (1992

follows:(1) Submit to the SEC the net capital maintenance rectification plan;(2) Take steps according to the submitted plan under (1) to rectify the shortfalls within the specified period;(3) Facilitate

organize events in four provinces, i.e. Khon Kaen, Nakhon Si Thammarat, Udon Thani and Chiang Mai. The first event was held in Khon Kaen under a seminar called “Capital Market Caravan Visits Khon Kaen

Bond Standards launched in 2018. To date, there have been nine ASEAN issuances under the Standards from Malaysia, the Philippines, Singapore and Thailand.The ACMF also launched a framework on cross

and the persons from (3) to (7) were in violation of Section 243(1) in conjunction with Section 244 and Section 243(2), and liable to the punishments under Section 296 of the Securities and Exchange Act

further appropriate action can be taken in time.?                           ______________________________  *Failure to perform duties honestly under Clause 23(1) and failure to perform duties

from self-regulatory system under professional body to more stringent regulatory system under independent regulatory body.  Inevitably, supervision on auditor in Thai capital market must be developed in

of Section 243(1)(2) and Section 244 of the Securities and Exchange Act of 1992 (SEA) in conjunction with Section 83 and Section 86 of the Penal Code, and liable to the penalties under Section 296 of

financing.Dr. Vorapol Socatiyanurak, SEC Secretary-General said that the SEC Working Papers Forum, organized under the MoU with four leading business schools aiming to provide a platform for capital market