On 15 June 2023, the SEC took part in the MMoU/EMMoU Monitoring Group meeting, in which IOSCO members’ information sharing and assistance under the MMoU/EMMoU framework was reported, and made an
) prohibit securities trading on SET or securities trading center and entering into derivatives contracts on the Derivatives Exchange for the maximum duration as allowed by law
SPRC disclosed information via the Stock Exchange of Thailand Information System during 21-26 February 2020 regarding the business email compromise that occurred in late 2019, which resulted in
According to the findings after a referral from the Stock Exchange of Thailand (SET) and SEC’s further investigation, the offenders were divided into two groups, with details as follows
in case of complaints or issues on misconduct of directors or executives of listed companies under the Securities and Exchange Act B.E. 2535 (1992) to enhance flexibility of work process and
Bangkok, 14 March 2021 – The Securities and Exchange Commission (SEC) has appointed Ms. Naovarat Chantavanich as Assistant Secretary-General – Internal Excellence Division, in charge of the Finance
นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) เข้าร่วมงาน First IOSCO Fintech Network Event “Regulatory Roundtable on Financial Innovation” ซึ่ง
Stock Exchange of Thailand, after the SEC regulation on cross-border equity offering became effective in 2015. DR is also another financial instrument that has been received with great interest by the
Following the tips from various sources to SEC, there are solicitations via social media platforms regarding investment in digital assets in addition with claims of several exchange services for
applications. Meanwhile, another application is still under consideration. Digital asset businesses are regulated under the Emergency Degree on Digital Asset Businesses B.E. 2561 (2018).The Ministry of Finance