prepare and submit (1) the financial statement for the year 2022 (2) the annual registration statement (Form 56-1 One Report) for the year 2022 (3) the reviewed financial statements for Q1/2023 (4) the

Interest |- Securities Lending / Credit Balance (Section 102) |- Protection of Customer Assets (Section 98(3))    Business Operation Rules |- Net Liquid Capital Rule (Section 97) |- Executives / Personnel

Allocation (Section 81)    Business Operation Rules |- Net Liquid Capital Rule (Section 97) |- Executives / Personnel | - |- Approval & Qualifications (Section 103, 104) |- Major Shareholders | - |- Approval

Printable Format - Laws and Regulations Business Operation Rules |- Net Liquid Capital Rule (Section 97) |- Executives / Personnel | - |- Approval & Qualifications (Section 103, 104) |- Major

listed company rule based on financial statement as of September 30, 2019, and the company has no acquisition transaction during the past 6 months. Please be informed accordingly (Mr. Nathapol Eksangkul

market.    The consultation paper is available at thaibma.or.th/EN/Rule/PublicHearing/PublicHearing07112024.aspx. Stakeholders and interested parties are welcome to submit comments and suggestions on

website at: www.thaibma.or.th via this link: https://www.thaibma.or.th/EN/Rule/PublicHearing/sec140624.aspx  ______________________

appropriate and fair investor protection. She also mentioned utilization of innovations in data analytics and models to implement various regulatory measures, such as the Uptick Rule, Dynamic Price Bands, and

the standard rule.  “SEC views that this support measure is appropriate under the current circumstances and given the fact that completing all training requirements takes time. Thus, SEC expects the

and social responsibility. The award consideration criteria are divided into four categories, namely (1) performing duties responsibly, (2) performing duties under the rule of law, (3) operating in