Building Confidence in the Capital Market No. 11/2018 SEC urges CHUO to cooperate with its auditor and submit financial statements promptly Bangkok, 1 February 2018 – The SEC is urging Chuo Senko
On 23 May 2023, the Capital Market Supervisory Board Meeting No. 5/2566 passed a resolution approving in principle the proposed amendments to the regulations related to disclosure and submission
Custodial Wallet Provider. The Sandbox participants must incorporate their innovations into the development of digital asset services in the Thai capital market or must participate in a sandbox of the money
@sec.or.th , or pornkamola@sec.or.th . The public hearing ends on 16 December 2023. __________________ Remarks: * The Notification of the Capital Market Supervisory Board No. Tor Nor. 15/2562 Re
and September – October 2023, as approved by the Capital Market Supervisory Board meeting No. 2/2023 held on 21 February 2023 and the Securities and Exchange Commission Meeting No. 12/2023 held on 3
security pitfalls previously causing IT incidents in the capital market, and (4) the updated IT rules and guidelines issued by other regulators in the financial sector. The intended outcome is to accomplish
clarifications to the assessor in the same sessions as well as submitting empirical evidence and answering the assessor’s inquiries. “Protecting investors in the capital market is one of our most important
นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ในฐานะประธานคณะทำงาน Digital Infrastructure for Capital Market ซึ่ง ก.ล.ต. จัดตั้งขึ้นตามโครงการแนวทาง
SEC has issued the rules permitting the derivatives business operators or derivatives agent to carry out capital market product trading service in accordance with the Portfolio Advisory and Program