Approval for Undertaking of Derivatives Business
Registration of Derivatives Business Operator In the Category of Derivatives Broker and Derivatives Dealer
Segregation and Management of Client’s Assets In Case of Intermediary Being under Receivership by Court Order
Guideline on Consideration of Natures of Giving Advice to Public Not Being Regarded as Engagement in the Securities Business in Category of Investment Advisory Service
Prescribing Natures of Giving Advice to Public Not Being Regarded as Engagement in the Securities Business of Investment Advisory Service
Determination of Untrustworthy Characteristics of Company Directors and Executives
Application for the Agricultural Derivatives Business License
Approval for Undertaking Derivatives Business in the Category of Derivatives Brokerage Limited to Precious Metals Derivatives
Determining Proportion of Directors of Derivatives Exchange and Prohibited Characteristics of Directors of Derivatives Exchange and Derivatives Clearing House