focus on auditor supervision and audit quality promotion. Among other key activities, the SEC will cooperate with the Federation of Accounting Professions under the Patronage of His Majesty the King (FAP
. ----------------------------------- According to the Securities Exchange Act of 1992, a person in the violation of Section 307, 311,312(1)(2)(3) and 313 shall be liable to imprisonment of 5 years but not exceeding 10 years. The sentence will be
March 2017.Meanwhile, the SEC has suspended {B} for 40 days, but as TBANK has already put her on a one-month suspension starting from 3 March 2017, the SEC suspension will continue for 32 more days
, suppliers and partners. More listed businesses in each province will benefit the growth of Thai capital market and economy. The Project participants have become change agents to raise awareness among local
engagement performance, if improved will heighten their efficiency and bolster investor confidence in the Thai capital market. The SEC?s audit inspection in 2013 covering eight audit firms indicated that
had been given. Furthermore, the availability of credit watch placement information will help lessen share price volatility and benefit investors? investment decision making.Note: The research paper was
consultants will be required to disclose and explain to prospective investors all important information before making investment decision such as terms and conditions, associated risks, effect on investors
period and his re-application for approval as the capital market personnel will be accepted after 9 months as from June 23, 2015. For Kacha, The SEC suspended him from the approved securities investment
Directors and Audit Committee agreed that such transaction is appropriate and will provide an opportunity for CYBER to do business of selling electricity to Myanmar government. In addition, the agreement for
revealed to the public are liable to criminal sanctions. More severe penalties will be imposed in case the act is done with an aim to deceive investors or general public. The SEC thus urges executives and