information on related party transaction in the registration statement and thus mislead investors. Besides, they did not advise the applicant in order to comply with relevant rules and regulations, particularly
another person. Then, the shares were resold to ZMICO at 19.75 baht per share which was not the normal market price. Later, the public prosecutor issued a prosecution order and filed a lawsuit against
the charge of defrauding the public which is a violation of Section 343 of the Penal Code.In case of Tyler Terrel Wasser and Patrick De Souza, the public prosecutor issued a prosecution order; however
securities trading orders from persons being neither account owner nor account owner's appointee; and failing to keep a complete record of trade order instructions; in violation of Clause 20(2) and (3) of the
suffer loss.Failure to give proper investment advices on generally accepted professional standards, guarantee returns from investment and failure to carry out order of the client were in violation of the
and Society (MDES) is empowered to order the blocking of access to unlicensed digital asset trading platforms. In this regard, on 2 April 2026, the SEC submitted information on the unlicensed Exmix
under laws within the SEC’s jurisdiction, the SEC will take actions strictly in accordance with its authority, in order to protect investors and maintain long‑term confidence in the Thai capital
way of concealing and continuing, which caused the trading of such securities contradicted normal market conditions in order to persuade other investors to buy or sell such securities. That is, she
continuing, which caused the trading of such securities contradicted normal market conditions in order to persuade other investors to buy or sell such securities. That is, he acted as follows: - 12 December