Report) for the period from January 18, 2025 to April 6, 2025 to the SEC office later than the specified period. DAB Act S.94 in conjunction with 30 Settlement Committee Meeting No. 1/2026 Settlement
, 2025 to May 23, 2025 to the SEC office later than the specified period. DAB Act S.94 in conjunction with 30 Settlement Committee Meeting No. 1/2026 Settlement Committee Order No. 1/2026 Dated 20/01
, 2025 to the SEC office later than the specified period. DAB Act S.94 in conjunction with 30 Settlement Committee Meeting No. 1/2026 Settlement Committee Order No. 3/2026 Dated 20/01/2026
SEC office between July 15, 2021 and December 20, 2024, later than the specified period. SEC Act S.59 Settlement Committee Meeting No. 1/2026 Settlement Committee Order No. 6/2026 Dated 20/01/2026
. SEC Act S.300 in conjunction with 56(3)(4) Settlement Committee Meeting No. 2/2026 Settlement Committee Order No. 42/2026 Dated 18/02/2026
failure to maintain net capital (NC) together with the reasons of such incident to the SEC office within the period specified in the notification of the Securities and Exchange Commission. DAB Act S.94
. in preparing and submitting the report of the total amount of securities held (Form 246-2) and the statement of intent to make a tender offer (Form 247-3) later than the specified period. SEC Act S
a tender offer (Form 247-3) later than the specified period. SEC Act S.247 in conjunction with Section 86 of the Penal Code Settlement Committee Meeting No. 3/2026 Settlement Committee Order No. 49
deadline specified in the announcement. SEC Act S.59 Settlement Committee Meeting No. 3/2026 Settlement Committee Order No. 50/2026 Dated 09/03/2026
announcement, i.e., by 4 July 2024. However, SOTUS submitted the Form 246-2 report to the Office on 9 July 2024, which was later than the deadline specified in the announcement. SEC Act S.246 Settlement