tests before providing services to them. DAB Act S.94 in conjunction with 30 Settlement Committee Meeting No. 8/2025 Settlement Committee Order No. 16/2025 Dated 22/09/2025

prepare and disclose the report within the period specified in the notification of the Capital Market Supervisory Board. SEC Act S.59 Settlement Committee Meeting No. 8/2025 Settlement Committee Order

requirements set out in Form 59. However, Miss Yeap Xin RHU failed to prepare and disclose the required reports within the timeframe specified by the SEC’s notification. SEC Act S.59 Settlement Committee

did not disclose information about the advertiser and the relationship or connection between individuals playing a key role in the advertisement and the advertiser. DAB Act S.30 Settlement Committee

Capital Market Supervisory Board, resulting in two counts of violation. Later, Mrs. Teo Lee Ngo submitted the required report (Form 59) to the SEC Office on 6 August 2025. SEC Act S.59 Settlement

which means Mr. Winai Teawsomboonkij failed to prepare and disclose the report within the period specified in the notification of the Capital Market Supervisory Board. SEC Act S.59 Settlement Committee

Capital Market Supervisory Board. SEC Act S.59 Settlement Committee Meeting No. 9/2025 Settlement Committee Order No. 129/2025 Dated 25/11/2025

period specified in the notification of the Capital Market Supervisory Board. SEC Act S.59 Settlement Committee Meeting No. 9/2025 Settlement Committee Order No. 130/2025 Dated 25/11/2025

Securities and Exchange Commission (SEC Office). SEC Act S.300 in conjunction with 33 Settlement Committee Meeting No. 10/2025 Settlement Committee Order No. 142/2025 Dated 15/12/2025

prior to the registration of the security, and failing to adequately monitor and maintain the collateral for the bonds. SEC Act S.46 Settlement Committee Meeting No. 10/2025 Settlement Committee