: Proactive: forward-thinking and acting in advance in anticipation of possible challenges while being a firm and fair regulator as well as a friendly and visionary partner to all sectors, and initiating
nature of the mutual fund’s utilization of its assets may cause uncertainty to the amount of its earnings, a warning that unitholders’ benefits or returns may be significantly affected, etc.; (3) a warning
realized income of non-performing loans and expected credit losses. 2) Reclassification of investments and fair value from unrealized gain (loss) on investments are part of “profit (loss) from financial
comply with the Bank of Thailand’s regulations and directions. Early warning signs were developed with the use of transactional data and customer behavioral data for enhanced efficiency in customer risk
together with THB 115M gain on conversion option embedded in convertible bond. According to TFRS 9, all derivative instruments must be mark-to-market to be recorded at its fair value and any changes in fair
securities sold is less than the minimum amount specified by the issuer, the reasons for the cancellation of the offer for sale, and the securities subscription, etc.) - State the warning statement for
with or providing services to a client , [ii] any warning or [iii] signing acknowledgement or acceptance of the service or risks arising from the service, which is in form of document or other verifiable
] communication with or providing services to a client, [ii] any warning or [iii] signing acknowledgement or acceptance of the service or risks arising from the service, which is in form of document or other
ภายใต้สภาวการณ์ในขณะนั้น ๆ (Best execution) (3) มีวิธีปฏิบัติในการจัดสรรการลงทุนให้มีความเสมอภาคและยุติธรรมสำหรับลูกค้า/กองทุน (Fair allocation) เช่น มีการบันทึกการจัดสรรการลงทุนก่อนที่จะ