-1 Application Form for Registration to Undertake Derivatives Business 4. Circular 3/2547 06/02/2004 Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi-Rangsit Road
Limited Company Which Is Established to Undertake Securities Business in the Category of Securities Finance 13/07/1996 Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi-Rangsit
Exchange Commission KorThor. 26/2560 Determination of Paid-Up Registered Capital of Licensed Operators to Undertake Derivatives Business 31/10/2017 01/12/2017 Contact The Securities and Exchange
the Securities and Exchange Commission KorThor. 26/2560 Determination of Paid-Up Registered Capital of Licensed Operators to Undertake Derivatives Business 31/10/2017 01/12/2017 Contact The
... (UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC Thailand cannot undertake
. ** Securities company means any company, or financial institution licensed to undertake securities business under the Securities and Exchange Act B.E. 2535 (1992) (SEA).
Section 90 of the Securities and Exchange Act B.E. 2535 (1992) (SEA) which states that no person shall undertake securities business without license. Violator of Section 90 is subject to penalties under
enter the criminal fining process; therefore, the inquiry official of the Economic Crime Suppression Division of the Royal Thai Police (ECSD) was notified of the matter to undertake further legal
’ decision making; (4) None of the intermediaries or selling agents under the SEC supervision have been licensed to undertake digital asset businesses; (5) These ICOs may lack trading liquidity and may not