companies with clients who are securities companies under foreign law and acting as brokers or agents in trading or exchange of securities for others (inter-brokers) to additionally conduct a Know-Your
** Notification of the Securities and Exchange Commission No. Kor Mor. 8/2567 Re: Waiver of Operational Fees for Licensed Securities Brokers Providing Conversion Service of Non-Voting Depository Receipts to
to facilitate cross-border investment in the ASEAN region. SEC has already put in place rules permitting securities brokers or investment advisors to promulgate research analysis. The promulgation
to seek proper solutions.ASCO came up with a quality enhancement plan for investment analysts and investment research where brokers will be required to have adequate number of analysts and produce
/2551 Re: Rules for Applying for Permission and Granting of Permission to Derivatives Brokers to Establish Branch Offices _____________ By virtue of Section 18 of the Derivatives Act B.E. 2546 (2003) as
Capital Market Supervisory Board No. TorThor. 7/2551 Re: Rules for Applying for Permission and Granting of Permission to Derivatives Brokers to Establish Branch Offices _____________ By virtue of Section 18
for Licensed Derivatives Dealers (Synopsis) 01/06/2010 16/06/2010 Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak Bangkok 10900, Thailand
ช่วยเลขาธิการ สายระดมทุน ก.ล.ต. นางสาวอริยา ติรณะประกิจ รองกรรมการผู้จัดการ ThaiBMA Mr. Koichi Ishikura, Principal Advisor for International Affairs and Research, Japan Securities Dealers Association
as digital asset dealers:(1) Coins TH Co., Ltd. (Coins TH / website: coins.co.th);(2) Digital Coin Co., Ltd. (ThaiWM / website: thaiwm.com