Following an inspection report from Bank of Ayudhya, a limited broker dealer and underwriter (LBDU) licensee, and SEC’s further investigation, it was found that Vanatsavadee, securities investment

of capital shares and offering of ordinary shares of its subsidiary Green Net 1282 Co., Ltd. In this regard, the Board of Directors and the Audit Committee consider that both the acquisition and the

SEC Secretary-General Ruenvadee Suwanmongkol stated on 17 September 2019 that SEC had a meeting with ASCO and the senior executives of every securities company and derivative contract business

prospectus to ensure that investors would receive sufficient and appropriate information for their decision making without the misunderstanding that a term fund is a cash deposit in a commercial bank and

Upon the review of the Securities and Exchange Act, SEC finds that certain provisions of the law do not support the issuance of debt securities under the current economic situations. For example, the

SEC has regulated regarding the method of Know Your Client (“KYC”) for securities and derivatives business operators  through the use of principle-based regulations due to the fact that business

To ensure that asset management companies primarily manage funds for the investors’ benefits,  SEC has revised the regulations in order to control and monitor mutual fund management by requiring

The SEC’s order was issued after IFEC announcement on 14 August 2018 via the Stock Exchange of Thailand that the company would hold a board of directors meeting on 22 August 2018 to discuss the

deems it is appropriate to announce that 16-18 November 2022 remain normal working days for capital market intermediaries. However, to facilitate the APEC meetings in terms of traffic and

Bangkok, August 21, 2012 ? The SEC revealed that the Settlement Committee has imposed a fine of 500,000 baht on Sunthorn Chaononghin, then an engineer of Solartron PLC (SOLAR), for trading SOLAR