and executing of customer’s derivatives trading order, containing at least the details of transactions executed by it for the customer from the time the order is taken until the transaction is completed

also empowers them to verify and make investment decisions with greater caution and safety in the modern financial landscape.” The SEC has continuously taken a proactive approach under its strategic

the public and related agencies from 1 January – 31 October 2023, the SEC has taken actions to ensure continuous public protection and crime suppression, as follows: (1) Posting warnings on the SEC

public will be taken into consideration to determine the appropriate regulatory frameworks.Mr. Sethaput Suthiwartnarueput, Governor of the BOT, states that the BOT takes into consideration both the

units of funds had been traded according to their intention. Miss Surasa Mungthaworn confessed that she had fraudulently taken over 17 million baht from clients to be used for her own interest

Thailand branch shall be taken into consideration under Paragraph 1. (4) the controlling persons of the applicant shall not have any of the untrustworthy characteristics under the Notification of the

offering1. In this regard, the Company shall disclose the following information: (1) Spending of the money obtained from each offering of equity or debt securities2. Spending Objectives Amount of Spent Money

Approval for Offering for Sale of Structured Notes and relevant notifications. - 4 - SEC Classification : ใชภ้ายใน (Internal) (1) Spending of the money obtained from each offering of equity or debt

Company has been able to maintain financial liquidity, so there is no significant impact of COVID-19 on debt obligations. Meanwhile, the Company has taken stringent measures to manage and control its costs

PLANB; (3) The Company has obtained an approval from the SEC Office and other relevant authorities for the issuance and offering of 1,080,000,000 newly issued ordinary shares of the Company to PLANB