://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9817 SEC urges clear and adequate disclosure of listed companies? asset disposal to mutual fund or REIT Bangkok, March 6, 2014 ? The SEC circulated guidelines for

for the custody of client’s assets. Such system must at https://publish.sec.or.th/nrs/2831pe.doc Translation company, the company shall maintain either collateral or liquid asset or both with adequate

wallet provider, and other rules related to the digital asset business operations. The main objectives of the proposed amendments were to build an adequate and appropriate investor protection mechanisms in

example, the necessity behind the sale of such assets, the company’s liquidity position, the availability of adequate funds for debt repayment, and future action plans related to the sale of the

that investors can conveniently compare information between SRI funds and have adequate information to make informed investment decisions. As well, this requirement also helps to reduce greenwashing

Earlier, the SEC Board passed a resolution approving in principle the proposed regulations related to ICO Governance, which aim to ensure adequate and appropriate mechanisms for protecting investors

country regulating the offering of such fund must have adequate investor protection measures, as specified on the SEC List of Eligible Countries. Exceptions may apply to foreign ETFs with passive

-making.   Any entity wishing to operate a digital asset business must obtain an approval from the Minister of Finance and meet the SEC requirements regarding, for example, adequate sources of capital

Finance and meet the SEC requirements regarding, for example, having adequate capital and putting in place measures to appropriately address cybersecurity issues. The approved operator must also conduct

by the SEC . The proposed rules also require that all digital asset business operators have an adequate source of fund, cybersecurity and IT risk management, Know-Your-Customer and Customer-Due