Pittayasophon, SEC Deputy Secretary-General, delivered the opening remarks and recapped the SEC’s regulatory and enforcement responsibilities. The topics included key offenses under the SEC authority such as
-organized by the Asian Development Bank (ADB), the SEC, the Stock Exchange of Thailand (SET), and the Thai Bond Market Association (ThaiBMA). Her address highlighted the SEC’s regulatory direction for capital
The Securities and Exchange Commission (SEC), led by Ms. Jomkwan Kongsakul and Mr. Anek Yooyuen, Deputy Secretaries-General, provided information to the press at the monthly media briefing in August
discussion, the SEC Secretary-General shared the SEC’s perspectives on ongoing efforts to elevate and develop the capital market as a whole. She also highlighted the SEC’s role in building trust and
The Securities and Exchange Commission (SEC) participated in a panel discussion on the topic “Exposing Scams: Staying Ahead of Scammers 5.0” and presented an investor education exhibition booth as
application. SEC hereby notifies that Rich Gold Intertrade Co., Ltd. is not licensed to undertake securities business or derivatives business; therefore, the company is not subject to SEC’s supervision
Facebook. SEC hereby notifies that Argyll Technologies is not licensed to undertake securities business or derivatives business or digital asset business; therefore, the company is not subject to SEC’s
business operators to contribute to the society, SEC is going to issue a notification to allow social enterprises, including their shareholders, to make public offerings without prior approval or
be done without amount and value restrictions. SEC has published a hearing document on the above matter on SEC’s website, available at: www.sec.or.th/hearing. Any involved or interested
the Capital Market (Normal) I hereby attach the supporting documents required by the Securities and Exchange Commission Office (“SEC Office”) and confirm my willingness to provide any other information