business operators with similar characteristics that may inadvertently exceed their licensed scope. Such cases could lead to disqualification and potential license revocation, which could affect a large
price calculated based on and consideration of the effect, in proportion of shareholdings, to the shareholders on offering the newly issued shares to the existing shareholders) (which equivalent to THB
) above, excluding provident funds. 2 “executive” means a manager, the first four executives below the manager, and any person holding a position equivalent to the fourth such executive. “major shareholder
areas to be satisfied by a management company: (1) The scope of operations of the permitted branch office as it deems appropriate; (2) The procedures to be made by the management company to ensure
the following areas to be satisfied by a management company: (1) The scope of operations of the permitted branch office as it deems appropriate; (2) The procedures to be made by the management company
establish a branch office, the Office may prescribe conditions on the following areas to be satisfied by a management company: (1) The scope of operations of the permitted branch office as it deems
considering the capacity, readiness, and size of businesses. It also discussed the potential use of a phased approach to adjust the scope of regulations according to the specific context of in each country
has issued the amended regulations with the key points as follows: (1) Revising the reporting scope for business operators to require submission of data or documents on a necessary basis and
Thai ESG Funds with a focus on such stocks. This follows the SEC’s expansion of the scope of eligible assets for Thai ESG Funds, allowing investments in stocks of listed companies with corporate value up
determination of characteristics of bills deemed as securities. PP10 is therefore beyond the scope of the SEC’s supervision; 2. Further clarifying the description in the notification by 1) determining that