Rules, Conditions, and Procedures for Approval of the Private Fund Custodian

Rules on Application for Obtaining Approval and Granting to Perform Trust Business

Application for and Approval of Offer for Sale of Newly Issued Share Warrants and Underlying Shares

Rules, Conditions and Procedures for the Approval of REIT Manager and Standard Conduct

Approval of Appraisal Company and Lead Appraiser Contributing [Asset Evaluation] for Capital Market Transaction

Application and Approval for Offering of Newly Issued Underlying Shares for Transferable Subscription Rights

Approval for Undertaking Derivatives Business in the Category of Derivatives Brokerage Limited to Precious Metals Derivatives

an offense liable to revocation of approval as securities investment consultant. However, the approval as securities investment consultant for {A} has already expired since 31 December 2019. SEC has

prior to the specified period will be subject to tax penalty. The client insisted on selling those units, reasoning that he did not claim LTF tax benefits from this portion. {A}, however, did not inform

order or an action which results in the offence that the company offered digital tokens to the public without an approval from the SEC Office. The Court of Appeal adjudicated that the defendant was guilty