interest to the clients and provident fund committee before require for a consent: (1) Investment in instruments which related persons under Clause 20(1)(a) to (d) or Clause 20(2)(d) is an issuer, an

companies, guidelines under the first paragraph shall require the employee to inform securities company about the existing of such account including the information of securities trading of the spouse and

transactions that require a written consent from the client as specified by the Office 6.5 Other additional information that the management company and the client have agreed to disclose (7) Conditions on the

encumbrance according to the rules specified by the Office 6.4 The list of transactions that require a written consent from the client as specified by the Office 6.5 Other additional information that the

Company’s capability to compete in an auction that require high experienced engineering. The Company views that SUTGH’s shareholders are strategic investors; will bring their knowledge and expertise in

the following requirements: (a) accept trading orders of capital market products only at the intermediary’s temporary office; (b) require clients to send trading orders by themselves through an

requirements: (a) accept trading orders of capital market products only at the intermediary’s temporary office; (b) require clients to send trading orders by themselves through an electronic system arranged by

UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...

March 13, 2009. 2 4. Disclose whether the representative may also require indemnification before proceeding to enforce a lien against the issuer’s property or before taking any other action upon the

, new businesses will require a certain amount of time before starting to generate profit. Nevertheless, the Company’s food business performed as planned in terms of revenue growth and profitability