Securities Commissions (IOSCO). Foreign ETFs must also appoint a local representative to be a contact point providing information to the SEC, the SET and local investors. Allowing Thai investors to invest in
participating in the preparation of incorrect and inaccurate accounts in the company?s 2004 financial statements by recognizing revenues from providing services of feasibility studies and funding sources for
well as other social media, to invest in securities or futures. The solicitation was made with a promise to manage investment to achieve high rate of returns within a short period of time, providing that
regulations on securities allotment to related persons of issuing companies such as directors and executives, providing that the issuing companies must clearly define the portion to be allotted to the related
years for his assistance in the FOCUS share price manipulation by providing trading accounts, sending trading orders and arranging financial matters. The Settlement Committee had previously imposed a fine
Bangkok, November 21, 2013 ? SEC has reintroduced mobile application ?start-to-invest III?, providing asset allocation feature to assess risks and expected returns, and channel to a variety of
, stated: “In this case, the SEC has been closely monitoring the operations of digital asset business operators. We reiterate that all operators providing WLD coin services must comply with regulations
Aux Cayes FinTech Co. Ltd. Aux Cayes FinTech Co. Ltd. ("OKX") operates https://www.okx.com/th, providing a digital asset trading platform and applying a 0.1% transaction fee on customers
Mr. Sarun Boonmesrisanga Aux Cayes FinTech Co. Ltd. ("OKX") operates https://www.okx.com/th, providing a digital asset trading platform and applying a 0.1% transaction fee on customers'