BBL Asset Management Company Limited From 12 July 2023 to 30 September 2024, BBL Asset Management Company Limited as a mutual fund management company, failed to comply with the rules, conditions and

structure, operating systems, and personnel for conducting business in accordance with the rules, procedures, and conditions prescribed by the Securities and Exchange Commission. DAB Act S.30 Settlement

the objective to use the proceeds identified in the registration statement and the draft prospectus that is not in accordance with rules, conditions and procedures as specified in the notification of

following: • Types of fund shall be classified in accordance with the requirements specified in the Notification on Investment of Funds regarding fund labeling (such as fixed income funds, money market funds

shareholders is required to approve the re-allotment of CCET-WC and requirements and conditions in relation to documents, notice, resolution of shareholders and veto rights shall be complied with. (c) If

guarantee of income is provided, specify information such as terms and conditions of the guarantee, description and credit rating of the guarantor; - Specify an estimation of income and expenses of the REIT

approval due to the financial advisor’s failure to meet the requirements under Clause 5(3), (4) (a), (b) or (c) or (5) (a) or (c), the SEC Office may prescribe a period or conditions for accepting a

overall financial conditions remained accommodative to economic expansion, with high liquidity in the financial system and low government bond yields and effective interest rates. Although the movement of

2017 and this is less than 15%. Therefore, the company does not subject to process any matters which conform to all those requirements. Nonetheless, this investment still conforms to information

the Notification of the Securities and Exchange Commission No. KorNor. 30/2547 Re: Rules, Conditions and Procedure for the Establishment and Management of Funds dated 10 June 2004, the Office of the