The SEC has ordered Zipmex, by virtue of Clause 13/1(3) of the said Notification, to take steps towards meeting the minimum net capital requirements, taking into account clients’ best interest as
_____________ By virtue of: (1) Clause 1(9) of the Notification of the Securities and Exchange https://publish.sec.or.th/nrs/4245pe.doc Translation established under following Notifications: (1) Notification of
. Clause 3. In this Notification: “Fund” means any mutual fund or private fund; “Specified property fund https://publish.sec.or.th/nrs/4336pe.doc Readers should be aware that only the original Thai text has
are allowed to also inform the SEC of the names of foreign business operators instead of only the names of the foreign personnel as previously required; 2. Modifying the requirements for notifying the
ประกาศคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference
Microsoft Word - kor thor 68-2547 final.doc (Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC
(UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference. Notification of the Office of the
Translation (Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot undertake any