PE, while such PE must invest in government supported businesses under the specified conditions, which must be 1) technology-based business creating added value, 2) business that enhances

apply in that investment in each bond issuer must not exceed 25% of the fund?s NAV. The funds will be required to clearly disclose investment policy and risk level in the prospectus, allocate investment

audit on the internal control system concerning the B/E issuance, related receipt and payment transactions, and the company's accounting records practice. In addition, KC must examine the issue raised by

2016.In any case, investors should not disclose their usernames and passwords for investment consultants to execute trading orders on their behalf. Similarly, investment consultants must not seek

, liability of listed company will rise.??Investment analysts must adhere to professional standards and exercise due care when giving advice or opinion with impact on investment decision. Their opinion should

market knowledge. The third edition offers privileges not less than its predecessors but the application must be filed within May 31, 2014. SEC Secretary-General Vorapol Socatiyanurak said the SEC in

merely filling the report form. Rather, the board of directors and management?s functions must truly be independent to promote confidence. The next one is ?CSR-in-process? where CSR is embedded in every

professional standards to exercise prudence and due care in submitting information and documents to the SEC. The information and documents must be correct and complete without any concealment, deletion or

exist. Therefore, personnel of asset management companies who are responsible for the funds? operations must perform their duties honestly for the best interest of their clients. They must also comply

. PICNI must submit to the SEC and publicly disclose the rectified and audited financial statements within December 26, 2012. Earlier, the SEC found that the auditor did not express opinion on such