from 5 September 2018 onwards.**Meanwhile, Mr. Thanawat acknowledged the civil sanction on 31 August 2018._______________________________ Notes: *SEC news release No. 98/2018, published
mutual funds with investment in derivatives, hybrid securities, structured notes, and derivatives.***Phisit’s application for obtaining SEC approval to be personnel in the capital market business during
approvals and banned them from re-entering the industry for the total of two years, starting from June 30, 2016. ------------------------ Notes: 1. {X1} Securities (Thailand) Co., Ltd. can still operate
and effect on the company in cases where it will or will not acquire Aelous shares. IFA also notes that its opinion has been expressed upon a draft contract and thus changes in proposals and conditions
has agreed to explore efforts towards facilitating the movement of capital market professionals in consultation with industry players in the region. Editor?s notes:? The ACMF is a grouping of capital
(www.sec.or.th). ---------Notes:1. The ASEAN Capital Markets Forum (ACMF) was established under the auspices of the ASEAN Finance Ministers in 2004 to serve as a forum for the heads of securities regulators in
institutional or ultra-high net worth investors, investment units of mutual funds with investment in derivatives, hybrid securities, and structured notes. *** Sareerat’s applications for obtaining SEC approval
debt@sec.or.th. The public hearing ends on 20 April 2026.Notes:* Securitized bonds with foreign risk refer to cases where (i) the originator is a foreign entity, and (ii) the assets to be transferred to
aggregate net asset value (NAV) of approximately THB 104,107 million, representing a 252% growth rate compared with year end 2024.Notes:* (1) Notification of the Capital Market Supervisory Board No. TorNor. 1