license from the SEC. EMM solicited a foreign resident by its financial and investment consultants to use its services and advice to transform his pension fund abroad into investment to gain tax benefits
for EMM which committed an offence under the Securities and Exchange Act B.E. 2535 (1992) Section 90 and subject to sanctions under Section 289 by operating securities business without obtaining license
. Thus, she jointly operated securities business without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992) Section 90 and subject to sanctions under Section
company’s website until its license was revoked. DAB Act S.30 Settlement Committee Meeting No. 4/2026 Settlement Committee Order No. 9/2026 Dated 03/04/2026
undertake trust business under the following rules and conditions: Clause 1. In this Notification: “Securities company” means a company which obtains a license under the law on securities and exchange to
grant approval for securities companies to undertake trust business under the following rules and conditions: Clause 1. In this Notification: “Securities company” means a company which obtains a license
: digital tokens; and cryptocurrency.(2) Determining qualifications, conditions and procedures for obtaining operating licenses will be in line with the existing digital asset licenses.(3) License fees for
revocation of her license as a life insurance broker and agent on account of performing duties dishonestly when she failed to forward premium money of 1 million baht she had received from a client to the
fintech expo and found a number of business operators who may be liable to undertaking securities business, derivatives business or digital asset business without license. Additional evidence was collected