client’s information is inaccurate or misleading.In addition, before providing services, digital asset business operators are required to provide knowledge to clients so that they understand the risks
auditors. Besides, the SEC organizes various projects regularly to develop audit work quality. For example, hosting training sessions and online seminars to share knowledge with auditors in the capital
knowledge and relevant experience as a means to further gauge investors’ ability to take risks. The new rule will also allow investors to access a more diverse range of products and businesses to gain more
publish investment knowledge via SEC’s online channels. The main activity, a virtual seminar on “Young Investor Day”, will be held on 6 November 2021, which includes an experience-sharing session by
to promote the capital market as an important tool in financial planning. SEC has put in continuous efforts in providing knowledge regarding finance and investment to the investing public, ranging
must be made to the operations system, the accounting system, the database, and the internal control system. Training on accounting knowledge must be provided from the origin, in order to accommodate
a LuxSE listing guidelines and communicate to debt issuers, and cooperate with LuxSE in providing in-depth knowledge and answering further questions. LGX is the world’s first green exchange which
The webinar aimed to equip professionals in the Thai capital market with a fundamental understanding of ESG factors and the knowledge of how to provide ESG-related services to their clients, as well
ผ่านผู้ที่ได้รับอนุญาตประกอบธุรกิจผู้จัดการเงินทุนสินทรัพย์ดิจิทัล (Digital Asset Fund Manager) และ (2) กำหนดให้ผู้ประกอบธุรกิจสินทรัพย์ดิจิทัลต้องจัดให้มีการทดสอบความรู้ผู้ลงทุน (knowledge test) ก่อน
Asia Pacific Regional Committee at the IOSCO Asia Pacific Hub in Malaysia. This will be the first time for the region to host such program in order to enhance knowledge on sustainable financing