. Other employees involved in this incident were also disciplined by TMB for failing to comply with bank’s operating procedures.  In considering the appropriate administrative sanction, SEC takes into

executive of KC, was believed to have involved in the fraudulent acts and the receipt of a certain amount of B/E sale money.  It was also found that during 2016, (3) Teerasit and (4) Kitisan, KC executive

Properties was under investigation in a case initiated by the National Anti-Corruption Commission for being involved in the rice pledge scheme and the rice disposal scheme. Also, Kitha Properties is not

Securities (Thailand) terminated Panita?s employment and filed a lawsuit against her and the related persons.In the case of Nitchawan, her dishonest acts against a client?s assets involved using the client?s

") during July 2010. Additionally, evidence indicated that there were other persons involved in the scheme as follows:     (1) Pataman Buranasin had colluded with Shine in manipulating prices of IRCP-W1

. Natcha Suttipate and (8) Ms. Nijjawan Iamsaard were involved in the wrongdoing of Thanaporn by executing transactions for clients whose activities were clearly irregular in violation of the bank's

the big lot board or the foreign board.   The scheme involved more than 600 transactions for trading volume over 3 billion baht.   Numkrit and the conspirators gained profit of approximately 37 million

enforcement, for better understanding of stakeholders and target groups. Rulemaking is a tangible start for all parties involved in any particular matter to self-adjust in order to achieve respective goals, and

also set an example of the cooperation among the law enforcement entities. The SEC, in this regard, would like to express our appreciation to all involved parties, including DSI and Office of the

manner to allow members and involved persons to be well informed of possible effects and risks from the operation of the business; Part 3 Subject Matters of this Notification Clause 4 This Notification