), as imposed by the CSC, will take effect when the offenders sign the letters of consent, agreeing to comply with the civil sanctions or when the periods of prohibiting the holding of director or

from serving as director or executive of any securities issuing company or securities company for 73 months, 68 months, 34 months and 40 months, respectively.   The civil sanctions, as imposed by the CSC

. 2535 (1992), as amended by the SEA (No. 5) B.E. 2559 (2016), prescribes that the criminal offenses under the law shall be deemed the offenses whereby civil sanctions may be imposed on the offenders

deemed the offenses whereby civil sanctions may be imposed on the offenders. Details of civil sanctions and associated procedures are available at: https://www.sec.or.th/TH/Pages/LawandRegulations

performing duties related to provision of services for sales of securities products from 17 January 2020 to 16 April 2020, which exceeded the sanction period imposed by SEC. Therefore, it is deemed that Prapai

penalized {B} by transferring her to perform duties unrelated to provision of services for sales of securities products from 25 December 2018 to 16 April 2020, which exceeded the penalty period imposed by

Capital Market Supervisory Board.* The SEC has therefore imposed administrative sanctions with details as follows:   (a)  suspending the approval of {A} as securities investment consultant for two months

775,153.67 baht. If any of the offenders refuses to comply with the civil sanction imposed by the Civil Sanction Committee, the SEC shall submit a letter requesting the public attorney to file the case with

governance best practice, good operating results or compliance with other rules and regulations imposed on listed companies. Therefore, this praise should not be a reference in the assessments of other

terms imposed by the Civil Penalty Committee. When the alleged offender has paid for the fine penalty in full according to such agreement, the right to institute the civil proceeding and criminal