for Sale of Debt Securities (Codified) _________________________ By virtue of Section 57(6) of the Securities and Exchange Act B.E. 2535 (1992), the SEC Office hereby issues the following regulations
. Tor Jor. 19/2556 Re: Offer for Sale of Foreign Government Bond or Corporate Bond in Thailand (No. 5) dated 25 March 2013, the SEC Office hereby issues the following regulations: Clause 1 The following
prior approval from the SEC Office, the SEC Office hereby specifies the rules related to approval for outsourcing function related to business operation to a third party as follows: Clause 1 In this
hereby issues the following regulations: Clause 1. In this Notification: “derivatives business operator” means a juristic person licensed to undertake derivatives business in the category of derivatives
Thailand so permit by virtue of law, the Securities and Exchange Commission hereby issues the following regulations: Clause 1 In this Notification: “Derivatives Exchange” means the entity licensed to
and Exchange Act (No. 4) B.E. 2551 (2008) hereby issues the following regulations: Clause 1. The board of directors of the Stock Exchange of Thailand shall file the following books and reports with the
No If yes, please summarized the results of inspection in the space below 5. Declaration I hereby declare that all information provided in this application and its attachments are true and correct
, Section 36, Section 39, Section 48 and Section 50 of the Constitution of the Kingdom of Thailand so permit by virtue of law, the Securities and Exchange Commission hereby issues the following regulations
, Section 39, Section 48 and Section 50 of the Constitution of the Kingdom of Thailand so permit by virtue of law, the Securities and Exchange Commission hereby issues the following regulations: Clause 1 In
, Section 39, Section 48 and Section 50 of the Constitution of the Kingdom of Thailand so permit by virtue of law, the Securities and Exchange Commission hereby issues the following regulations: Clause 1 In