investors’ complaints as well as an arbitration process to offer investors and market participants an alternative to settling their disputes. In recent years, additional efforts have been made in different
of intermediaries by revising the period of fee payment. The public hearing on the principles for amending the rules took place from 17 July to 20 August 2019. The proposed amendments have taken into
reports in the case of any unexpected event, and the submission period will be based on business days instead of calendar days to allow business operators to have more time.SEC has made the public
three-year term, starting from 5 February 2021. Pursuant to the Transitional Provisions of the Securities and Exchange Act (No. 6) B.E. 2562 (2019), three members of the SET Board of Governors have
regulations on information disclosure of debt offerings for social development (social bond) and sustainability (sustainability bond), effective since 16 May 2019. These regulations have incorporated
funds are a tool used as a systematic and long-term saving to prepare for a life after retirement no matter how much the income person would have after retirement, daily expenses and health care
Department accepted on 13 May 2018. Earlier, the Department dismissed IFEC request to have Mr. Theetiphan Thepphadungporn registered as a new director.Having only three directors on the board is insufficient
tokens to the public must be conducted only by limited companies or public limited companies on the condition that such issuers have already obtained an approval and filed the registration statement and
Bangkok, 14 August 2018 ? The SEC has announced selection process for next Secretary-General. Candidates must have qualifications and shall not possess any prohibited characteristics. The SEC Board's
playing a key role of driving provident funds as a savings tool for post-retirement.Provident funds therefore must have a good management structure that covers formation of returns, determination of boards