characteristics of capital market business personnel under Clause 31(1) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 87/2557 Re: Rules on Personnel in the Capital Market Business
._______________________________ * Pursuant to Clause 23(1) and the prohibited characteristics of personnel in the capital market business under Clause 31(1) of the Notification of the Capital Market Supervisory Board No. Tor
of civil sanction, the six ordinary persons above, namely (2) Pranay, (3) Manish, (5) Amit, (6) Supritha, (7) Anurag and (8) Rahul were deemed to possess untrustworthy characteristics and prohibited
. Thakorn Taweesri and (5) Mr. Danuj Bunnag. As a result, they were deemed to have untrustworthy characteristics to become company directors or executives and were banned from serving as directors or
supervise the capital market, while demonstrating good governance characteristics and compatibility with the SEC Code of Ethical Conduct. Individuals lacking appropriateness or displaying traits that
determining the characteristics of patronage and IPO allocation to patrons; and - To shorten the deadline for the IPO post-offering report from 45 to ten days as from the closing date.The proposed amendments
accordance with the specified qualifications and prohibited characteristics. In addition, the revised rules require directors and managers of securities and derivatives business operators to pass training
shareholder?s meeting; for instance, proper characteristics of directors, dividend paid from loan and suspicious transactions. While company with good governance adds shareholder value, stronger roles of
characteristics of director and executive of a publicly held company. This caused the termination of their directorship and executive position by the provision of the SEA. In any case, the filing of a criminal
trading orders were submitted via LINE.Failure to keep complete record of the securities trading orders were deemed as failure to perform the duties under Clause 23(3) and the prohibited characteristics of