investors by requiring those who offer for sale of complicated instruments including DW to provide investors with the fact sheet as well.? concluded Mr. Thirachai.

market personnel including new types of capital market personnel required to obtain the SEC?s approval due to their vital responsibilities having high impact on the clients. The approval will be applicable

securities business licensees from including in their names the words ?securities company limited.? The consultation paper is available on www.sec.or.th. Stakeholders and interested parties are welcome to

(FA), save for offerings by financial institutions which are also SEC-approved FA. On information disclosure, notice calling a  shareholders? meeting must clearly state material information including

September 30, 2014.Earlier, the SEC notified STHAI to rectify its 2012 financial statements due to the limitation on scope of audit imposed by the company management in various matters including quantities

made available, including articles as well as local and international developments in such areas while ?AC Corner? has been set up as a communication channel with audit committees. Furthermore, the

painting the award is judged under four criteria, including: concept and creativity, design and arts, utility, and presentation.?The booth presentation aims to emphasize the SEC?s role in investor protection

suitability test as well as videos, to create joyful learning experiences. In the future, a variety of activities will be organized including contemporary exhibition on new development in the capital market.    

, dumping or controlling in connection with underlying goods of derivatives contracts and insider trading.  The draft regulations prescribe the bounty payment conditions and procedures, including

in various activity zones. To begin with, investment product zone introduces the capital market products including equities, debt securities, mutual funds, LTF/RMF, real estate investment trust (REIT