comprising of, at least, the following particulars: (1) organisational structure of the company; (2) availability of competent personnel; (3) fund management operation system; (4) internal control system
) organisational structure of the company; (2) availability of competent personnel; (3) fund management operation system; (4) internal control system. Clause 2. The organisational structure of the company shall be
least, the following particulars: (1) organisational structure of the company; (2) availability of competent personnel; (3) fund management operation system; (4) internal control system. Clause 2. The
ทีใ่ช้ในการก ากับ (Govern) การตัดสินใจ หรือการกระท าใด ๆ ของบริษัททั้งองค์กรด้วย เช่น วัตถุประสงค์ เป้าหมายทางธุรกิจ กลยุทธท์ี่ใชใ้นการด าเนินงาน เกณฑ์การประเมินผลงานและค่าตอบแทน ความรู้ความสามารถของคนใน
operating control, which has caused such person to have the characteristics under Paragraph 1(1) or (2). Clause 127 The infrastructure asset to be acquired by the fund shall be appraised under the following
) if the management company can demonstrate to the SEC Office that such person has rectified the cause, work system, management structure and operating control, which has caused such person to have the
skill, care and diligence; (3) management and control An intermediary shall take reasonable care to organise and control its affairs responsibly and effectively, with adequate risk management systems; (4
diligence; 2 (3) management and control An intermediary shall take reasonable care to organise and control its affairs responsibly and effectively, with adequate risk management systems; (4) financial
control An intermediary shall take reasonable care to organise and control its affairs responsibly and effectively, with adequate risk management systems; (4) financial prudence An intermediary shall