Market Supervisory Board TorThor/Nor/Khor 87/2552 Qualifications and Prohibited Characteristics of Directors and Executives of Derivatives Business Operators (Codified) (Synopsis) 03/08/2009 01/09/2009
(5.24) Administrative Expense (57,706.08) (53,783.32) 3,922.76 (7.29) Directors and Executives' Remuneration (16,557.31) (15,165.01) 1,392.30 (9.18) Loss on impairment of goodwill - (121,708.94
carefully study the information, exercise their rights to protect their own benefits, and seek clarification or explanation from the company directors and executives so as to have sufficient information for
incurred by the SEC in the amount of 678,666 baht each, and prohibiting them from trading securities or derivatives for a period of six months each, and barring them from serving as directors or executives
-disclosure of material facts that could influence investment decisions, failure of directors or executives of listed companies to perform fiduciary duties and using or allowing other persons to use a nominee
offer for sale, the SEC Office may not have granted an approval for such offer for sale. The SEC Office shall have the authority to: (1) order the approved entity or its directors or executives to clarify
supervise its directors, executives and other personnel to perform in accordance with the rules under this Notification, and shall have a proper measure to obligate them to comply with such rules. In case
of such action. Clause 8 An intermediary shall supervise its directors, executives and other personnel to perform in accordance with the rules under this Notification, and shall have a proper measure
Executives of Securities Company or the Notification of the Capital Market Supervisory Board concerning Qualifications and Prohibited Characteristics of Directors and Executives of Derivatives Intermediary