arrange a contract or an agreement in written relating to custody of customer assets that specifies the right, duty, and responsibility of each party and contains at least the materials as specified in the
contract or an agreement in written relating to custody of customer assets that specifies the right, duty, and responsibility of each party and contains at least the materials as specified in the
written relating to custody of customer assets that specifies the right, duty, and responsibility of each party and contains at least the materials as specified in the notification of the SEC Office. A
exchange means The Securities and Exchange Act B.E.2535 (1992) 2 Clause 2 For applying to perform trust business, an applicant shall be: (1) commercial bank established under the law on financial institution
shares as specified under Paragraph 4 of Section 25. Chapter 1 Qualifications of a License Applicant __________________ Clause 3 An applicant for the agricultural derivatives business license shall be: (1
terms as specified in the Notification of the Securities and Exchange Commission concerning determination of definitions of institutional and high net worth investors; “foreign collective investment
currency as specified by the Bank of Thailand, the SEC Office hereby issues the following regulations: Clause 1 This Notification shall come into force as from 16 January 2011. Clause 2 In this Notification
) certificates representing the rights to purchase investment units; (10) any other instruments as specified by the SEC. "bill" means any bill issued for raising funds from the public as specified in the