the inside information of NOBLE to Kongpat while knowing or possessing such inside information was deemed a violation of Section 242(2) in conjunction with Section 243(1), and liable to the penalties

investment consultants above was deemed failure to perform duties with responsibility and deliberation as a professional in accordance with the Notification of the Capital Market Supervisory Board.* SEC has

of the said order, EARTH was deemed to have concealed material facts which should have been stated to investors.    On 7 February 2019, EARTH disclosed via the Stock Exchange of Thailand (SET) the

61.16 percent decrease from the preceding quarter.Jajjai's act was a securities sale that took advantage of a material, non-public fact that influenced the securities price. The act was deemed an

influenced the securities price. The act was deemed an exploitation of third parties and liable to the offences under Section 241 and the punishments under Section 296 of the Securities and Exchange Act B.E

Laksana and Sommart in this case is deemed a contravention of Section 242(1) of the Securities and Exchange Act B.E.2535 (1992) (SEA) in conjunction with Section 83 of the Penal Code which is subject to

clients? behalf.The misconducts of Veerachai and Jakkrit were deemed interference with clients? assets in concealment, fabrication of false evidence and exploitation of investors? trading accounts to seek

with them. Some even gave authorization for the companies? staff to submit trading orders on their behalf.The said actions were deemed as undertaking derivatives business without license in contravention

concealing the identity of the person who was the real user of those accounts.Pattanapong?s action was deemed to be in violation of Section 243 (1) in conjunction with Section 244 and Section 243(2) of the

the 11 investment consultants were deemed a failure to perform duties or provide services honestly as they sought to gain personal benefits from investors through their job operation, or a violation of