the offenders sign a letter of consent, agreeing to comply with the civil sanctions. In the event that any offenders refuse to give consent to the sanctions, the SEC will submit the cases in writing to

related to the earlier complaint filed with the Department of Special Investigation (DSI) on 14 September 2016 against three other offenders in the YCI manipulation case, as summarized below:   During 10-27

SEC files criminal complaint against 13 alleged offenders for price manipulation of ML and MAX Bangkok, April 1, 2013 ? The SEC filed a criminal complaint against 13 alleged offenders, comprising (1

Securities Co., Ltd., colluded with other offenders in using other persons? trading accounts to manipulate the share price, for which he had been fined as the principal of the offence. Sippakorn, however, is

, involving approximately 40 alleged offenders. The average processing time has been reduced, with some cases resolved in less than a year. Additionally, the SEC has been collaborating with the SET in

law and may be exposed to risks of frauds and scams as well as the potential misuse of funds for money laundering by offenders. Investors can verify the list of digital asset business licensees on the

enable the Agency to bring more legal actions, either criminal or civil, against offenders. Whereas the informants or witnesses, who provide information or evidence to SEC official, will receive

. As the said four alleged offenders declined to enter the settlement procedure, the SEC therefore filed the criminal complaint against them with the DSI for further legal proceedings.  In any case, the

offenders with the ECD Police for further legal proceedings. Anyone who may have been affected by their unlicensed securities business operation can give additional information for the benefit of the ECD

in violation of Section 246 and Section 247 of the Securities and Exchange Act of 1992, in conjunction with Section 83 of the Penal Code. The three offenders refused to enter the criminal fining