Notified Date Effective Date 1. Notification of the Office of the Securities and Exchange Commission SorKhor 22/2553 Prohibited Characteristics of Directors, Executives and Major Shareholders of
SorThor/Nor. 26/2545 Re: Prescribing Factors in Considering the Seriousness of Behavior as Prohibited Characteristics of Persons who are or will be Major Shareholders of the Securities Companies. 23/05
: S.T.Management (2013) Company Limited Connected Company 3. The general characteristics of the transaction Lease of assets one year 4. The details of the assets involved : 4.1 Assets other than securities - The
hundred million baht for: a. securities dealing business; b. securities underwriting business; c. any other type of securities business with the following characteristics: 1. keeping the client’s assets in
of the untrustworthy characteristics. _______________________* PTL financial year 2016 begins on 1 April 2015.** The https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7411 SET, ASCO and TBA join
trust as a vehicle to support investment in environmental projects. The key characteristics of this Green Investment Trust are summarized as follows: (1) The investment policies shall be indicated to
capital, in line with the regulations for complex and high-yield debt instruments of similar characteristics. Additionally, the SEC has proposed amendments to the process of changing the use of proceeds and