confidence for both domestic and foreign investors. For the principle of the revision, the SEC had already conducted a public hearing during 16 March – 16 April 2018.The revision on the drafted
guidelines in detail regarding the consideration of cases involving severe legal violation or causing severe and significant effects.In addition, the amendments to the IPO regulations apply to both Thai and
Earlier, the SEC received tips from the concerned public and stakeholders that unlicensed digital asset business operators, both local and foreign, were soliciting investments and services to the
infrastructure fund as a vehicle to promote fundraising of both private and public sectors for infrastructure development. The infrastructure fund is of benefit for the development of the country and ease of
obtaining upon retirement, both financial and lifestyle management must be appropriately adjusted. The visitors will learn of knowledge on financial planning and management of pensions, financial products for
characteristics of a publicly held company?s director and executive. Previously, both persons were named in the criminal complaints for manipulating the share prices of Metro Star Property Plc. (METRO), Thai Unique
the duty of investment consultants to record them along with conversations at all times for evidence. The SEC places high importance in this matter because it will be beneficial to both investment
transactions caused both companies to become PAF ' s subsidiary company and affiliated company, respectively, but the auditor was unable to review and audit to satisfy such investment value.(2) The financial
regulations on suitability test aim for investor protection both in primary and secondary markets and standardize practices in offer for sale of all securities. By taking into account flexibility and
or a fine not exceeding 300,000 baht or both and a further fine not exceeding 10,000 baht for every day during which the violation continues.The SEC therefore filed a criminal complaint with the ECD