): .................................................................................................................................................................................... Wish to apply for Company Account from the SEC Office in the following manners: Not an urgent application (normal case) An urgent application (a 30-day expiry from the SEC Office’s approval date
corporate social responsibility. For securities companies? proprietary trading portfolios of 45,000 million baht, the ASCO will encourage our members to apply the guidelines in exercise of their votes at
to enable investors to decide and select such investment in a mutual fund suitable to their need. (2) The mutual fund management company has duly proceeded to apply for approval for the mutual fund
apply for approval for the mutual fund management scheme in compliance with the steps and procedures within the specified period and has attached all supporting documents as specified in the notification
: Approval of Auditors dated 8 August 2003 shall be repealed. Clause 3 This Notification shall apply to the approval of auditors of businesses in the capital market. In this regard, auditors approved by the
opinion that the auditor’s scope of audit is limited by any act or omission to act of the foreign entity or its directors or executives. The provisions under Paragraph 1 shall not apply to the offer for
______________________ Chapter 1 Scope and General Rules ______________________ Clause 4 This Notification shall apply to the application and approval for an offer for sale of debt securities of a company with the
observation from the due diligence from the Thai government agencies. If the Thai government agencies intends to apply for a waiver of the rules under this Notification, the Thai government agencies shall apply
Offer for Sale of Securities. Part 1 General Provisions ______________________ Chapter 1 Scope of Effectiveness _______________________ Clause 4 This Notification shall apply to an offer for sale of