Transition Plan for Investors" to raise awareness and enhance asset management companies’ skills considering the opportunities and risks of climate change. This involves creating a clear, comprehensive, and
With reference to the auditor’s qualified opinion on SAM’s financial statements for Q1 to Q3 of 2024, as submitted by the Company – Q1 and Q2 financial statements on 24 October 2024, and the Q3
The Securities and Exchange Commission (SEC), in collaboration with Global Green Growth Institute (GGGI) and Luxembourg Green Exchange (LGX), organized a capacity-building workshop under the theme
considered that both offenders do not consent to settle the case at the SEC level. Therefore, the SEC has submitted the case in writing to the public prosecutor for filing a lawsuit in the Civil Court to seek
Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), together with SEC executives and staff, participated in a well-wishing ceremony and
The issuance of the notification is in response to the consideration that (1) digital asset traders should be informed about potential risks associated with the use of digital asset storage
without warning statements or warning practices are unclear. The SEC is therefore conducting this public hearing on a proposed amendment to the relevant regulations to establish a clear standard of warning
had affixed signature on subscription orders, redemption orders and switch orders of investment units, in his position as investment consultant, without meeting with or giving advice to a client in