Work System Related to Business Undertaking of Mutual Fund Management

- Fridays (except public holidays) from 08:30 - 15:00 hours. (lunch break) Work flow, period of time, and responsible agencies Consideration period: 75 days Step Work flow Period Responsible agency 1

without subject to regulations of this Notification. Clause 6 In this Notification: (1) “audit firm” means an audit firm where an auditor is attached and conduct audit work for; (2) “financial institution

This proposed amendment to the regulations on qualifications of capital market auditors aims to facilitate capable auditors’ entry into the capital market to perform audit work and to streamline

auditor appointed by an audit firm is unable to perform audit work for a listed company and the audit firm has an insufficient number of auditors in the capital market to handle the situation, the listed

their audit work as a signing partner; and (4) allow capital market auditors who are unable to maintain their qualifications as a leader or a partner of an audit firm or an equivalent position to

The Exclusion of Investment Management for Private Equity Firm from Securities Business in the Category of Private Fund Management

upon the SEC Office’s request. I allow and will facilitate the SEC Office’s inspection of audit quality of my own work and audit quality control system of the audit firm, both before and throughout the

include rule revisions to require SEC approved auditors work for audit firms having audit quality control system and inspections to ensure the quality assurance of audit firms? procedures both firm and

Period As Of Details K. W. METAL WORK PUBLIC COMPANY LIMITED 2023 Reviewed Consolidated Q2 30/06/2023 K. W. METAL WORK PUBLIC COMPANY LIMITED 2023 Reviewed Company Q2 30/06/2023 K. W. METAL WORK PUBLIC