, especially those products for which the investment consultants  receive high sales commissions or want to boost sales volume. Moreover, there was a lack of persons to monitor their investment after the

Thavaramara said: ?Investors are strongly advised to monitor their trading transactions and money transfers, and make sure to transfer money directly to the account of the responsible intermediaries only. Also

duty to seek the SEC approval for offer for sale of REITs and (2) trustee which has duty to take custody of REITs? property and monitor REIT manager?s compliance with trust deed. Trustee must be

, they still need to develop further in the five following areas including 1) Anti-corruption 2) Whistleblowing 3) Effective implementation of business ethics 4) Review and monitor corporate strategy

liable to sanctions. On the other hand, investors should trade securities themselves or, if need be, assign authorization according to securities company regulations and monitor their own portfolios

monitor the aggregate limit, since tokens can be transferred globally and directly among mailto:aunchisa@sec.or.th mailto:archari@sec.or.th aunchisa Underline aunchisa Line aunchisa Typewriter January 22

have completed the training courses on foreign currency risk from any agency recognized by the SEC Office, to provide services to the clients regarding investment in the capital market products

Business Personnel, who have completed the training courses on foreign currency risk from any agency recognized by the SEC Office, to provide services to the clients regarding investment in the capital

Capital Market Business Personnel and have completed the training courses on foreign currency risk at any agency recognized by the SEC Office, to provide services to the clients regarding investment in the

Personnel and have completed the training courses on foreign currency risk at any agency recognized by the SEC Office, to provide services to the clients regarding investment in the capital market products