investor contact of Asia Plus Securities Plc., is suspended for six months after findings indicated that he had traded securities in a client's account for another person for more than a year by taking
higher. The market price refers to the weighted average price of the issuer’s shares traded on the exchange for a period of not less than seven consecutive business days but not more than 15 consecutive
least two persons of which shall be persons in a business related to the derivatives traded or to be traded on the derivatives exchange or involved in the trading of the underlying asset of such
(exchange traded fund)” หมายความว่า กองทุนรวมเปิดที่โดยทั่วไปบริษัทจัดการกองทุนรวมจะขายและรับซื้อคืนหน่วยลงทุนกับผู้ลงทุนรายใหญ่ และจัดให้มีตลาดรอง (organized market) สำหรับการซื้อขายหน่วยลงทุนของผู้ลงทุนใด ๆ
reference. Notification of the Capital Market Supervisory Board No. Tor Jor. 3/2558 Re: Provisions relating to Offer for Sale of Shares Issued by Foreign Company Whose Shares Are Not Traded on Foreign
ready as an accessible platform for people of all ages to achieve their goals. We invite interested businesses to join us as we continue our activities under this Initiative throughout the first quarter
ranges of tools. We believe that this regulatory revision will significantly advance the soft power industries by making funding sources more accessible. This is one of the essential mechanisms that will
analysis to provide appropriate services that are accessible and suitable for investors’ needs. SEC has also launched the Wealth Tech Project using robo advisor and/or AI for investment analysis and
development in five key areas as follows: 1. Wealth Advice for All: To support providers of financial advice and financial planning in delivering accessible and good quality services to the public, and to
system will be reinforced. Strategic Direction 2 Capital market accessible to all (Accessibility), in which all parties concerned can make use of the market for their needs. Strategic Direction 3