Mr. Chuan Tangchansiri Mr. Chuan Tangchansiri, while being a director of Thai Union Group Public Company Limited (TU), knew or possessed inside information about TU’s Q3/2017 performance

Mrs. Chen Yu-Chen During 9 October to 1 November 2017, Mrs. Chen Yu-Chen aided or abetted Mr. Chuan Tangchansiri, who knew or possessed the inside information about Thai Union Group Public Company

Mrs. Hui Pui Wah Mrs. Hui Pui Wah knew or possessed inside information about Thai Union Group Public Company Limited (TU)’s Q3/2017 performance, disclosed by Mr. Chan Hon Hung. Subsequently, on 1 to

Miss Pornpin Chivikrai During 13 March 2018 – 21 September 2018, Miss Pornpin Chivikrai colluded with 2 persons to manipulate the share price of Thai Capital Corporation Public Company Limited’s (TCC

Mr. Thannagon Hariwongsanupap During 13 March 2018 – 21 September 2018, Mr. Thannagon Hariwongsanupap colluded with 2 persons to manipulate the share price of Thai Capital Corporation Public Company

Miss Vimonta Vichiateeraphongse During 13 March 2018 – 21 September 2018, Miss Vimonta Vichiateeraphongse colluded with 2 persons to manipulate the share price of Thai Capital Corporation Public

Chartered) and PT Astra International Tbk (Astra) in respect of the proposed purchase by the Bank from Standard Chartered and Astra of 24,991,429,332 Series B shares in total in PT Bank Permata Tbk (Permata

’ name CAZ (THAILAND) PUBLIC COMPANY LIMITED   Securities Code: CAZ   2. Date of action resulting in reporting obligation 11/12/2019 Thai Securities company KTB SECURITIES (THAILAND) PUBLIC COMPANY LIMITED

’ name QTC ENERGY PUBLIC COMPANY LIMITED   Securities Code: QTC   2. Date of action resulting in reporting obligation 18/02/2020 Thai Securities company FINANSIA SYRUS SECURITIES PUBLIC COMPANY LIMITED

’ name GLOBAL CONSUMER PUBLIC COMPANY LIMITED   Securities Code: GLOCON   2. Date of action resulting in reporting obligation 19/03/2020 Thai Securities company UOB KAY HIAN SECURITIES (THAILAND) PUBLIC