. (Unofficial Translation) Page 3 of 4 (4) compliance system: (a) arrange to have compliance officer and compliance unit to support and inspect investment management and related work to be in accordance with laws
suitable for different situations. (Unofficial Translation) Page 3 of 4 (4) compliance system: (a) arrange to have compliance officer and compliance unit to support and inspect investment management and
compliance with the qualifications set out under Clause 4(2) have been approved by the Capital Market Supervisory Board; and (3) the derivatives clearing house to provide the clearing and settlement services
to offer the NRI CIS to non-retail investors in Thailand. In this regard, I/we have completed the application form and enclosed all relevant documents in support of this application (if applicable
in support of this application (if applicable). Part A: Fund Information 1) Name of NRI CIS: ________________________________________________________ Class (if applicable
. In addition the meeting also approved to increase newly registered capital by Baht 870,000,020 from Baht 1,160,000,000 to Baht 2,030,000,020. The newly share capital of 87,000,002 shares at par value
addition the meeting also approved to increase newly registered capital by Baht 870,000,020 from Baht 1,160,000,000 to Baht 2,030,000,020. The newly share capital of 87,000,002 shares at par value of Baht 10
matters resolved in the meeting are as follows: (1) Approved to propose to the shareholders’ meeting to consider and approve an acquisition and an entire business transfer, according to an Entire Business
the meeting are as follows: (1) Approved to propose to the shareholders’ meeting to consider and approve an acquisition and an entire business transfer, according to an Entire Business Transfer Plan
report on the financial statements of businesses prescribed under such provisions or regulations shall be an auditor who is approved by the SEC Office; therefore, in support of such purpose, the SEC Office