early 2019. The SEC will specifically participate in the efficiency assessment of securities regulation and supervision. In revising the rules on approval and disclosure of information by equity issuers
-General said that under the primary listing regulations, the supervision on foreign companies? public offerings of shares in Thailand will be in line with those applicable to Thai companies while certain
.? These kinds of incidents took place repeatedly, but the company which was under his direct supervision did not conduct proper examination.?In 2014, the SEC found a similar misconduct and took legal action
capital market. Furthermore, currently business operators can carry out other businesses right away if the conditions are met, whereas TSFC Securities Public Company Limited (TSFC) must acquire prior
of all 25 audit firms and individual approved auditors. The average score weighed against the total market capitalization was 1.64, compared to 1.79 in the first-cycle inspection during 2010-2012
>> Sitemap Law and Regulations ( 130 ) Financial Report ( 97 ) About SEC ( 54 ) Act and Royal Enactment ( 29 ) Budget ( 24 ) Manual Select ( 22 ) Market Data ( 21 ) Intermediaries ( 11 ) Enforcement ( 10
>> Sitemap Law and Regulations ( 125 ) Financial Report ( 93 ) About SEC ( 50 ) Act and Royal Enactment ( 24 ) Budget ( 19 ) Manual Select ( 17 ) Market Data ( 17 ) Intermediaries ( 7 ) Strategic Plan ( 6
___________________________ Whereas Clause 7 of the Notification of the Capital Market Supervisory Board No. Tor Jor. 12/2558 Re: Issuance and Offering for Sale of Trust Units of Infrastructure Trusts dated 9 April 2015